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апрель 2015 — н.в.
2 года и 1 месяц
Nashil Ltd, г. Manama.
¢ Working as an Accountant / IT Consultant with Nashil, Handling day-to-day GL Transactions, maintain & supervise overall cash transactions, journal entries, preparing & analyzing suppliers & bank reconciliation as well as monitoring over dues & collections efforts.
¢ Prepare Metric Reporting, Management Information System (MIS) on weekly/ monthly /daily basis as well as periodic stocktaking and submit timely reports as well as Work on other assigned projects.
февраль 2013 — март 2015
2 года и 2 месяца
White Orange Solutions Ltd, г. Bangalore.
➢ Working as a Consultant taking on Projects Dealing in Integrating of Large & Complex Data across all industry based a sector, which is used by simplifying them by developing a Real- time system called Metrixline.
➢ Carry out support and business development of the product called Metrixline.
➢ Recording of KYC requirements, Identification and escalation/ Clearance of Potential conflicts of Interests as well as providing advice and monitoring of Regulatory Developments and maintaining a central register of Insider Lists for completed transactions as well as Recording outside business activities (OBA) and contributing to ongoing projects undertaken by the organization as part of its function in delivering a robust conflict management resource to its internal clients.
ноябрь 2012 — февраль 2013
The Royal Bank of Scotland, г. Manchester - United Kingdom.
➢ Carry out required KYC documentation and perform Due Diligence on clients as part of AML requirements as directed by RM & CBD Operations, Support and recommend actions where appropriate strategies are developed and applied.
➢ Review the files to confirm it meets requirements and Update the Case Tracker with the details and updates as required by FSA, SEC.
➢ Prepare quality SAR narrative for presentation at Case review meetings (Eg.media search results, copies of statements/checks, results from internal system searches).
➢ Perform SAR maintenance and quality assessments (SAR reviews) as well as accurately documented rationale for case closure or escalation as appropriate.
➢ Escalate Problematic / closures of eligible alerts not deemed as unusual or suspicious and make suitable recommendations for alert suppression.
➢ Provided input to continuous improvement and be receptive to change and proactively contribute to team performance.
январь 2012 — ноябрь 2012
The Royal Bank of Scotland, г. London - United Kingdom.
➢ Working on a project dealing with system integration of release, change & QA teams to coordinate implementations of releases for maintenance to existing systems. As well working closely with members of the business and other technology teams to resolve issues related to maintenance and release of new Post-release software products.
➢Ensures compliance of reporting on production support activities including; Jira tickets, time to resolution & status reporting on application of maintenance/ support/ incident activities.
➢Working closely with the DBA team to maintain the backup and recovery of the databases under Oracle 9i. Performing the UAT testing, Enhancements on the front end side, database side, Provide Level 2/ 3 Operations Support team and completely taking the ownership for the changes in the application on a regular basis. Strong understanding of Linux, SQL, Agile, Windows, IMT
август 2011 — декабрь 2011
The Royal Bank of Scotland, г. London - United Kingdom.
➢ The Global Control Room is responsible to detect and prevent the misuse of Unpublished Price Sensitive Information through the administration and monitoring of GBM’s Chinese wall procedures to safeguard the Bank from any risks.
➢ Maintenance of Global Marketing, Watch List and Restricted List, as required by The Market Abuse Directive, FSA, SEC, FCPA, FINRA.
➢ Coordinating with Compliance (BU), Regional co-ordinators and Local Compliance (LC) working towards quick responses to answer queries that arise from the business or local compliance as to the meaning or various restrictions that are in place.
➢ Recording of Chinese Wall Crossings, Identification and escalation/ Clearance of Potential conflicts of Interests as well as providing advice and monitoring of Regulatory Developments and maintaining a central register of Insider Lists for completed transactions.
май 2011 — август 2011
Lillywhites (Sports Direct.com), г. London -United Kindom.
➢ Work out entire merchandising, ordering and maintenance features along with necessary cash and inventory control as Till Operator.
➢ Filling up the display racks as well as Assist the supervisor to take account on stock lists and display products, as well as provide assistance to customers on their queries and products.
февраль 2008 — февраль 2009
1 год и 1 месяц
Credit Suisse, г. Pune - India.
➢ The Control Room Operations Department is responsible for the Compliance Reviews, Collection, processing and Monitoring of Employees Personal Account Dealing data, Anti Money Laundering /KYC Sanctions List.(EMEA, US, UK Markets)
➢ To ensure all Deal Pre-clearance Requests are processed within the accepted turnaround time.
➢ Maintenance of Watch List and Restricted List, as well as Maintenance of “Insider Lists” as required by the Market Abuse Directive, FCPA, FATCA, MIFID II, FSA and SEC.
➢ Administering the Group Personal Account Dealing Policy (GPADP) to the permanent insiders and wholesale banking insiders this includes concluding the roll out of policy and procedures to all employees.
➢ Working closely with the Legal and Compliance Network and providing high quality advice to the employees and also ensuring that compliance breaches are dealt with in a professional manner.
➢ Group-wide roll out of an automated compliance system to 56 countries, this requires training, UAT and advice to the Insiders.
➢ Monitoring, analyzing and checking of employee dealings (mostly buying /selling shares), Approved Persons List to ensure that there are no breaches against the policy.
➢ Reporting breaches/insider trading to the relevant individuals and reporting directly to the Assistant Vice President, as well as perform data analysis on the data held by CCU.
➢ To follow-up on Breaches and Reminders on a timely basis to safeguard the Bank from any risks.
январь 2006 — февраль 2008
2 года и 2 месяца
JP Morgan Chase Bank, г. Bangalore - India.
Portfolio Management Center Team:
➢ Processing payments, fee waivers, researching and processing recoveries as well as taking care of all monetary and non-monetary requests for Business Banking, HNW, and UHNW.
➢ Researching on customer’s account with regard to payments made, payment schedule set up, interest calculation.(US Markets)
➢ Coordinating with a team of 20 People in delegating the tasks or work queues to them.
➢ Resolving queries and concerns related to the customer accounts.
➢ Overseeing the 100% Quality Check for 20 members for monetary and non-monetary transactions.
➢ Ensuring internal audit and compliance controls are in place to mitigate risks in the process.
➢ Maintaining the productivity log and preparing monthly MIS for the team.
➢ Handling the PMC mailbox, which is the source of the workflow for the entire team.
Legal Loan Exception Review:
➢ Review source documents prior to contacting PMAs and attorneys of the Law Firms to ensure the validity of exception, which deals in the research of the missing or discrepant legal loan documents cited as an exception. (US Markets)
➢ Report generation of the outstanding exception detail report with updated comments to GCRMO Data Quality Group (Risk Monitoring) on weekly basis via Loan IQ.
➢ Prepare metric reporting around responsiveness of Legal Counsel, Client Credit Managers and PMAs.
➢ Identify and escalate chronic issues E.g. Attorney closing checklist, Non- removal of previously resolved exceptions, citing aged exceptions not previously cited.
➢ Ensure all service levels agreements; audit and compliance requirements are met and perform data quality check. (US GAAP)
апрель 2003 — январь 2006
2 года и 10 месяцев
HSBC, г. Bangalore - India.
➢ Processing of Legal Notices and overseeing Quality Control of jobs processed by team members Dealt with Restraining /Freezing of money in accounts of various Tax Defaulters and Judgment Debtors against whom a Legal Notice is issued to the Bank either by the New York State or an Attorney of the New York State.
➢ AMO backup and the Process Specialist for the team, solving process related queries as well as manage the team in absence of Line manager.
➢ Extensively involved in mentoring new team members on various queues of the process as well as giving them timely feedback.
➢ Prepare Metric Reporting, Collation of Time Capture System (TCS) as well as the Management Information System (MIS) on weekly/ monthly /daily basis.
➢ Leading the Quality Control team and taking responsibility for analysing error logs of the team members